Regulatory Compliance

This program provides a comprehensive understanding of legal frameworks, compliance systems, risk assessments, and governance strategies necessary to manage regulatory obligations and avoid violations in today’s complex environment.

By the end of this course, participants will be able to:
– Understand the purpose and scope of regulatory compliance.
– Establish an effective compliance management framework.
– Identify compliance risks and implement mitigation controls.
– Monitor, audit, and report compliance activities.
– Analyze governance’s role in compliance culture.
– Understand international compliance standards.
– Manage interactions with regulators and audit bodies.
– Promote ethics and accountability across the organization.

1. Foundations of Regulatory Compliance
2. Legal and Regulatory Frameworks
3. Compliance Governance and Ethics
4. Risk-Based Compliance Management
5. Internal Controls and Monitoring
6. Reporting and Documentation
7. Compliance Auditing and Investigations
8. Dealing with Regulators
9. Data Protection and Privacy Compliance
10. Building a Culture of Compliance

Compliance officers, legal advisors, risk managers, auditors, governance professionals, and personnel responsible for regulatory adherence across industries.

Blended approach with lectures, discussions, real-world case studies, scenario workshops, and role-play exercises for practical application.

Participants will leave with the tools to manage compliance, mitigate risk, and embed a culture of accountability and ethics within their organizations.